Can a Person Have a Felony and Be Appointed as an Executor of an Estate?

By Beverly Bird

In most cases, a testator -- the person who creates a will -- can name anyone he likes as executor of his estate. His heirs may not agree with his choice, but there's usually little they can do about it if there's no legal reason why the person should not serve. Most courts are inclined to err on the side of honoring the testator's wishes, but in extreme cases, such as the potential appointment of a convicted felon, a judge might bar the appointment.

State Laws Differ

State laws govern probate courts, not federal law, so the rules can vary a great deal from jurisdiction to jurisdiction. For example, in New Jersey and Oregon, there are no laws stating that a convicted felon can't serve as executor of an estate. In New Jersey, this applies even if the named executor is still in jail when the testator dies. In other states, such as Illinois, the law specifically states that a convicted felon can't serve under any circumstances.

Bond Requirements

In states that allow the appointment of a felon, other probate laws might disqualify him from serving anyway. Many states require that executors post bond when assuming office, unless wills expressly indemnify them from having to do so. A bond is a sort of insurance policy against any wrongdoing by the executor and typically covers errors that might result in financial losses to the estate. If an insurance company refuses to issue such a bond because the executor is a convicted felon, the executor would be disqualified from serving unless the will waives the requirement.

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Beneficiaries' Rights

In most states, it's possible for beneficiaries to object to the appointment of a will's executor by filing a petition with the court for his removal. However, they typically can't do so without a valid reason. They can't object because they don't like the person the testator chose, but they could do so if the nominated executor was convicted of a felony, especially if the conviction occurred between the time the testator wrote the will and the time of his death. Beneficiaries could argue the testator forgot to amend his will after the conviction and wouldn't have wanted the executor to serve under the circumstances.

Executor's Duty

In some states, the executor has a legal duty to come forward and tell the court about his felony conviction before taking office. If he doesn't and the court discovers or is made aware of the conviction, a judge can remove the executor from office even if he's already been sworn in. In this case, it might not be necessary for beneficiaries to file a petition for removal.

Trust Issues

Courts may be more likely to remove an executor or bar him from taking office if the nature of his crime is specifically adverse to the welfare of the estate. For example, if the conviction was for embezzlement, this might create trust issues relating to the executor's involvement with the estate's finances. If the conviction was drug-related and had nothing to do with misappropriation of money, a court might be more likely to overlook it.

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References

Related articles

What Happens if an Executor Refuses to Probate?

An executor has a duty to act in the best interest of the estate, and refusing to probate an estate may be cause for the executor to be removed. State probate laws differ, but the Uniform Probate Code, approved by the National Conference of Commissioners On Uniform State Laws, provides a general framework for handling an executor refusing to move the probate process along. In addition to removal, an executor may be held personally liable for breaching his fiduciary duty to the probate estate.

What Happens if the Executor Does Not Turn in Probate Papers on Time?

When you choose an executor -- the individual you want to handle your estate throughout the probate process -- it’s essential to exercise good character judgment. While you might trust a person implicitly, and even love her with all your heart if she’s a family member, the fact that she’s trustworthy won’t expeditiously and neatly settle your estate. The job usually demands that a person be exceptionally detail-oriented and organized as well. If these traits aren’t your chosen executor’s strong suits, you might be leaving your beneficiaries with a headache.

Time Limits When Contesting a Will

Estate law is not an area that lends itself well to black-and-white answers. Statutes vary from state to state. Compounding that is the desire of courts to preserve the deceased’s wishes at all reasonable costs. Judges can and do waive statutes of limitation for contesting a will if they believe there is good cause, and most state legislatures have layers built into their rules to account for every possible circumstance.

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